At BankRI Investment Services, we strive to bring you the best of both worlds: expert knowledge to help you realize your goals and delivered with impeccable customer service that defines our company. With nearly 100 years of industry experience among us, our team knows the business—inside and out. And as longtime locals, we also know the needs of Rhode Islanders. All that’s left is getting to know you, so call us today—we’re at your service.
Senior Vice President
Melissa has been in the financial services industry for more than 25 years. Melissa is a Chartered Retirement Planning CounselorSM (CRPC®) from the College of Financial Planning and an Accredited Investment Fiduciary® (AIF®) from the Center For Fiduciary Studies. She is a Registered Securities Principal through Commonwealth Financial Network®, Member FINRA/SIPC, a Registered Investment Adviser. She holds FINRA Series 24 General Securities Principal registration, a Series 65 Uniform Investment Advisor registration, a Series 7 General Securities Representative registration through Commonwealth Financial Network, and a Rhode Island life, accident, and health insurance producer’s license. Melissa is responsible for the daily management and oversight of the BankRI Investment Services program, in addition to serving as the Office of Supervisory Jurisdiction (OSJ) for Commonwealth Financial Network.
Melissa serves on the Advisory Board of the Providence Preservation Society. She serves on the Investment Committees of both the Providence Preservation Society and Dorcas International Institute.
Melissa is a former registered representative of Fleet Investment Management; vice president of the FIS Companies; operations manager of the Mutual Benefit Life Insurance; and a trust administrator with RI Hospital Trust National Bank.
Melissa was recognized as one of "Ten to Watch" by Providence Monthly in 2006*, and was one of the "Women to Watch" by Providence Business News in 2013*. She received the Five Star Wealth Manager Award** from 2014 through 2023 In her spare time, she enjoys golf and traveling.
*2006 "Ten to Watch" by Providence Monthly, and 2013 "Women to Watch" by Providence Business News. These awards are not specific to financial services and do not imply an endorsement, recommendation, or reflect the performance of the advisor. Click here (https://providenceonline.com/) (https://pbn.com/) for more information.
**2014 - 2023, created by Five Star Professional. The 2023 award was presented in December 2022 based on data gathered within 12 months preceding the issue date. 637 Rhode Island-area advisors were considered, 136 advisors were recognized. Advisors pay a fee to hold out marketing materials. Not indicative of advisor’s future performance. Your experience may vary. For more information, please visit www.fivestarprofessional.com.
Vice President
Dana has been in the financial services industry for 25 years. Dana is a Registered Securities Principal through Commonwealth Financial Network®, Member FINRA/SIPC, a Registered Investment Adviser. He holds FINRA Series 24 General Securities Principal registration, a Series 8 NYSE Branch Manager's registration, a Series 65 Uniform Investment Advisor registration, a Series 7 General Securities Representative registration through Commonwealth Financial Network, and a Rhode Island life, accident, and health insurance license. Dana is responsible for the daily operations and oversight, as well as all compliance-related functions, of the BankRI Investment Services program. He is a former senior registered representative of Quick & Reilly. Dana attended Franklin Pierce College, where he majored in finance. Dana resides in Cranston with his wife and daughter. Dana volunteers his time serving as treasurer for Rock and Jock Charities and at St. Mary's School in Cranston.
Vice President
Alan works closely with his clients, asking the right questions to fully understand where they are financially, and where they want to be. He works with them to find a strategy that fits and meets with them at least annually to make sure that as circumstances change, so does that strategy.
Alan holds a FINRA Series 7 General Securities Representative registration, a Series 66 Uniformed Combined Registered Investment Advisor registration through Commonwealth Financial Network®, and a Rhode Island and Massachusetts life, accident, and health insurance producer license. Alan also maintains a Certified Retirement Planning Counselor® (CRPC®) designation from the College of Financial Planning. He received the Five Star Wealth Manager Award* from 2015 through 2022. Prior to joining Bank Rhode Island, Alan was a financial advisor with Morgan Stanley and UBS. He has a BA from the University of Rhode Island and resides in North Providence.
*The Five Star Award is based on 10 objective eligibility and evaluation criteria, including a minimum of 5 years as an active credentialed financial professional, favorable regulatory and complaint history, accepts new clients, client retention rates, client assets administered, education, and professional designations. 614 Rhode Island wealth managers were considered for the award; 132 (22 percent of candidates) were named 2020 Five Star Wealth Managers. (The criteria provided reflect the most recent year for which advisor received the award. The criteria used, the number of wealth managers considered for the award, and the percentage of those who receive the award may vary from year to year.) These awards are not indicative of the wealth managers' future performance. Your experiences may vary. For more information, please visit www.fivestarprofessional.com.
Assistant Vice President
As a senior financial consultant, Kirsten uses a comprehensive and risk-adjusted approach to deliver clients individualized guidance to meet their financial goals and prevent unintended financial consequences. She holds FINRA Series 7, 63, and 65 securities registrations and holds a Rhode Island life and health insurance producer license. Prior to joining Bank Rhode Island, Kirsten was a premier advisor at Citizens Bank. She has a BA in economics from the University of Rhode Island and resides in Johnston, Rhode Island, with her family.
Assistant Vice President
Lori works with the entire team to provide excellent customer service, sales support, and back-office functions. Lori has been in the industry for more than 20 years. Lori formerly worked for Ameriprise in South Bend, Indiana. She has a BA in business administration and economics with a minor in finance and history. Lori and her husband live in Smithfield. In her spare time, Lori enjoys watching sports, working on their new home, and tennis.
Assistant Vice President
Kevin has over 20 years of experience in the industry and focuses on building client relationships. Prior to joining BankRI in October 2020, he spent 16 years with Webster Bank/LPL Financial as senior vice president and financial advisor. Prior to that, he worked for both The Hartford and The Phoenix companies. Kevin lives in North Kingstown with his wife and three children. He graduated from Bentley University with a degree in finance. He is a Certified Funds Specialist and holds FINRA Series 7, 24, and 66 securities registrations and Rhode Island life and health licenses. In his spare time, he enjoys spending time with his family, golf, and tennis.
Client Service Associate
As a client service associate, Stephanie's goal is to enhance the overall experience of clients by using her 20-plus years of banking knowledge to provide excellent customer service. She works closely with our financial consultants and operations departments on a daily basis. Stephanie is fluent in Portuguese, holds both a Rhode Island and Massachusetts health and life insurance license, and was previously employed by Webster Bank for 22 years. She resides in Fall River, Massachusetts, with her husband, daughter, and dog Noelle. She enjoys sports, traveling, and reading.
Senior Financial Consultant
Richard has over 25 years of investment and financial planning experience, most recently from Bluestone Bank (formerly Mansfield Bank), where he spent 17 years as a senior vice president and financial consultant. Prior to that, he was director of financial planning at Citizens Bank. He is a graduate of Rhode Island College with a BA in psychology and a former adjunct professor at Bryant University in the Executive Development Program. As a combat veteran, he is active in local and national veterans organizations. Richard lives in Smithfield with his family.