Alan works closely with his clients, asking the right questions to fully understand where they are financially, and where they want to be. He works with them to find a strategy that fits and meets with them at least annually to make sure that as circumstances change, so does that strategy.
Alan holds a FINRA Series 7 General Securities Representative registration, a Series 66 Uniformed Combined Registered Investment Advisor registration through Commonwealth Financial Network®, and a Rhode Island and Massachusetts life, accident, and health insurance producer license. Alan also maintains a Certified Retirement Planning Counselor® (CRPC®) designation from the College of Financial Planning. He received the Five Star Wealth Manager Award* from 2015 through 2022. Prior to joining Bank Rhode Island, Alan was a financial advisor with Morgan Stanley and UBS. He has a BA from the University of Rhode Island and resides in North Providence.
*2015-2022 Five Star Wealth Manager Award, created by Five Star Professional. The 2022 award was presented in Nov 2022 based on data gathered within 12 months preceding the issue date. 648 advisors were considered, 130 advisors were recognized. Advisors pay a fee to hold out marketing materials. Not indicative of advisor’s future performance. Your experience may vary. For more information, please visit www.fivestarprofessional.com.
